Stephen R. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Richard Ward was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2010. Stephen had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2016 - February 26, 2016
ARCAS CAPITAL MANAGEMENT, LLC
January 15, 2015 - July 21, 2015
OPES ADVISORS, INC.
January 7, 2013 - December 31, 2015
ARCAS CAPITAL MANAGEMENT, LLC
July 23, 2010 - December 31, 2012
ARCAS CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
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Current Firm
ARCAS CAPITAL MANAGEMENT, LLC
CRD#: 154345 / SEC#: 801-71613
Contact information
Red Flags
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