David R. Kornhauser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Robert Kornhauser, who also goes by David Kornhauser, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 55, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2025 - May 8, 2025
THINK ALPHA SECURITIES, LLC
May 19, 2017 - March 27, 2025
AVATAR SECURITIES, LLC
April 11, 2017 - May 22, 2017
HOLD BROTHERS CAPITAL LLC
August 26, 2014 - April 13, 2017
AVATAR SECURITIES, LLC
March 8, 2013 - August 8, 2014
QUASAR TRADING, LLC
December 11, 2012 - June 27, 2013
COASTAL TRADE SECURITIES, LLC
September 22, 2011 - December 17, 2012
HOLD BROTHERS CAPITAL LLC
August 1, 2002 - October 11, 2012
TAFFERER TRADING, LLC
March 13, 2002 - August 1, 2002
SKEFFINGTON SECURITIES, L.L.C.
August 10, 2001 - March 7, 2002
DOMESTIC SECURITIES, INC.
May 21, 2001 - August 10, 2001
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/29/2001
Limited Representative-Equity Trader ExamSeries 62
Date: 5/18/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
THINK ALPHA SECURITIES, LLC
CRD#: 300679 / SEC#: , 8-70292
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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