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DK

David R. Kornhauser

GREAT POINT CAPITAL
CHICAGO, IL 60606
CRD#: 4399367
Some features on this profile are disabled
DK
David Robert KornhauserGREAT POINT CAPITAL

Professional summary

David Robert Kornhauser, who also goes by David Kornhauser, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 55, Series 62 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Kornhauser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Robert Kornhauser's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
BD
CRD#: 114203
CHICAGO, IL
Past

April 7, 2025 - May 8, 2025

THINK ALPHA SECURITIES, LLC

BD
CRD#: 300679
PRINCETON, NJ
Past

May 19, 2017 - March 27, 2025

AVATAR SECURITIES, LLC

BD
CRD#: 147763
NEW YORK, NY
Past

April 11, 2017 - May 22, 2017

HOLD BROTHERS CAPITAL LLC

BD
CRD#: 151864
NEW YORK, NY
Past

August 26, 2014 - April 13, 2017

AVATAR SECURITIES, LLC

BD
CRD#: 147763
NEW YORK, NY
Past

March 8, 2013 - August 8, 2014

QUASAR TRADING, LLC

BD
CRD#: 151974
SAN JUAN, PR
Past

December 11, 2012 - June 27, 2013

COASTAL TRADE SECURITIES, LLC

BD
CRD#: 148246
SHORT HILLS, NJ
Past

September 22, 2011 - December 17, 2012

HOLD BROTHERS CAPITAL LLC

BD
CRD#: 151864
NEW YORK, NY
Past

August 1, 2002 - October 11, 2012

TAFFERER TRADING, LLC

BD
CRD#: 36816
FREEHOLD, NJ
Past

March 13, 2002 - August 1, 2002

SKEFFINGTON SECURITIES, L.L.C.

BD
CRD#: 103700
JERSEY CITY, NJ
Past

August 10, 2001 - March 7, 2002

DOMESTIC SECURITIES, INC.

BD
CRD#: 34721
MONTVALE, NJ
Past

May 21, 2001 - August 10, 2001

ALL-TECH DIRECT, INC.

BD
CRD#: 13992
MONTVALE, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/2/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/10/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 5/29/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 62
Date: 5/18/2001
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/16/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GREAT POINT CAPITAL LLC
GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: , 8-53402

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Mailing Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Phone number
(312) 356-4405
Established
Delaware since 08/17/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT POINT CAPITAL LLC

CRD#: 114203Chicago, IL 60606

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