Curtis L. Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Lamont Weaver was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 2001. Curtis had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2015 - December 31, 2015
THE O.N. EQUITY SALES COMPANY
August 21, 2014 - November 7, 2014
COUNTRY CAPITAL MANAGEMENT COMPANY
May 24, 2011 - August 28, 2013
PRINCIPAL SECURITIES, INC.
June 12, 2008 - July 22, 2009
AVALON INVESTMENT & SECURITIES GROUP, INC.
January 18, 2006 - February 28, 2006
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 21, 2001 - February 24, 2003
1717 CAPITAL MANAGEMENT COMPANY
November 5, 2001 - December 12, 2001
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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