MZ
Michael W. Zisa
VIKING WEALTH MANAGEMENT LLC
Yardley, PA
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CRD#: 4399235
MZ
Professional summary
Michael William Zisa is a registered financial advisor currently at VIKING WEALTH MANAGEMENT LLC located in Yardley, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PENNSBURY SCHOOL DISTRICT; NON-INVESTMENT RELATED; FALLSINGTON PA; TEACHER; STARTED 08/29/2005; 120 HRS/MTH; 80 HRS/MTH DURING ST HOURS; TEACH BUSINESS ED COURSES TO HIGH SCHOOL STUDENTS SUCH AS BUSINESS MATH AND COMPUTERIZED ACCOUNTING. 2) BUCKS COUNTY COMMUNITY COLLEGE; NON-INVESTMENT RELATED; NEWTOWN PA; TEACHER; STARTED 09/01/2005; 10 HRS/MTH; 0 HRS/MTH DURING ST HOURS; TEACH BUSINESS COMMUNICATIONS. 3) MICHAEL ZISA, Sole Proprietor; Insurance Agent; Fixed Insurance Sales; Yardley, PA; 5 hrs/mo.; 0 hrs/mo. during trading hours; started 09/2006. 4) Michael Zisa, Sole Proprietor; Author; Yardley, PA; 0 hrs/mo.; 0 hrs/mo. during trading hours; started 01/2020. 2) BUCKS COUNTY COMMUNITY COLLEGE; NON-INVESTMENT RELATED; NEWTOWN PA; TEACHER; STARTED 09/01/2005; 10 HRS/MTH; 0 HRS/MTH DURING ST HOURS; TEACH BUSINESS COMMUNICATIONS. 3) MICHAEL ZISA, Sole Proprietor; Insurance Agent; Fixed Insurance Sales; Yardley, PA; 5 hrs/mo.; 0 hrs/mo. during trading hours; started 09/2006. 4) Michael Zisa, Sole Proprietor; Author; Yardley, PA; 0 hrs/mo.; 0 hrs/mo. during trading hours; started 01/2020. 5) Michael Zisa, Sole Proprietor; Online School Content Creator; Yardley, PA; 4 hrs/mo.; 0 hrs/mo. during trading hours; started 04/2020. 6) Philadelphia Gun Club; Non-investment related, Benselam, PA, Cashier, Started 11/1/2023, 10 days per year (5 Saturdays/5 Fridays), Generate invoices for members for each of the 10 events, collect payments from members, collect payments from merchandise sales.
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Zisa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2020 - Present
VIKING WEALTH MANAGEMENT LLC
RIA
CRD#: 306088
Yardley, PA
Past
April 12, 2005 - January 3, 2020
NEW CENTURY FINANCIAL GROUP, LLC
RIA
CRD#: 104553
PRINCETON, NJ
Past
March 15, 2005 - April 12, 2005
OSAIC WEALTH, INC.
RIA
CRD#: 23131
PRINCETON, NJ
Past
March 3, 2005 - December 31, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
PRINCETON, NJ
Past
September 1, 2004 - September 8, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PRINCETON, NJ
Past
July 12, 2001 - September 8, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(1/10/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VW
VIKING WEALTH MANAGEMENT LLC
VIKING WEALTH MANAGEMENT LLC
CRD#: 306088 / SEC#:
Pennsylvania
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Contact information
Main Address
Yardley, PA
Mailing Address
Phone number
(215) 962-9175
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 11,279,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
