Gregg A. Wysocki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg Anthony Wysocki was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 2001. Gregg had worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2017 - June 1, 2020
MACRO RISK ADVISORS LLC
April 16, 2013 - October 30, 2017
RENAISSANCE MACRO SECURITIES, LLC
December 4, 2012 - April 12, 2013
RAFFERTY CAPITAL MARKETS, LLC
May 28, 2009 - May 10, 2012
BARCLAYS CAPITAL INC.
September 22, 2008 - May 10, 2012
BARCLAYS CAPITAL INC.
August 28, 2003 - September 22, 2008
LEHMAN BROTHERS INC.
July 5, 2001 - August 20, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/23/2024
General Securities Representative ExaminationCurrent Firm
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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