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KB

Kenia G. Borges

BTG PACTUAL ASSET MANAGEMENT US
New York, NY 10022
Some features on this profile are disabled
CRD#: 4398901
KB

Professional summary

Kenia Giordani Borges, who also goes by Kenia G Borges, is a registered financial advisor currently at BTG PACTUAL ASSET MANAGEMENT US , LLC located in New York, New York and BTG PACTUAL US CAPITAL, LLC located in New York, New York.

Kenia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kenia has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kenia G Borges

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*397557 - Instacart; Investment Related - No; San Francisco, CA; Restaurant/Bar/Nightclub; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Apr 2020; During Business Hours: 0; After Business Hours: 10; Labor/Service. I am currently employed as the Investment Advisor of BTG Pactual Asset Management US, LLC, which is located at 601 Lexington avenue 57th floor, New York, NY 10022 and working from 200 S Biscayne Blvd, 55th Floor, Miami Fl 33131. BTG Pactual Asset Management US, LLC, which is a SEC Registered Investment Adviser and an affiliate of BTG Pactual US Capital, LLC. My employment at BTG Pactual Asset Management US LLC commenced on February 2024. Approximately 5% of my work time is devoted to my role as the Investment Advisor of BTG Pactual Asset Management US.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenia Giordani Borges's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2024 - Present

BTG PACTUAL ASSET MANAGEMENT US , LLC

Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022
RIA
CRD#: 152538
New York, NY
Current

April 6, 2022 - Present

BTG PACTUAL US CAPITAL, LLC

Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022-6831
BD
CRD#: 149486
New York, NY
Past

November 2, 2020 - April 12, 2022

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW YORK, NY
Past

October 23, 2020 - April 12, 2022

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY
Past

November 4, 2016 - October 30, 2020

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

November 4, 2016 - October 30, 2020

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

March 4, 2016 - October 28, 2016

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
MIAMI, FL
Past

October 1, 2014 - October 28, 2016

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
MIAMI, FL
Past

September 8, 2011 - September 16, 2014

SAFRA SECURITIES LLC

BD
CRD#: 47873
AVENTURA, FL
Past

September 1, 2009 - August 4, 2011

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
MIAMI, FL
Past

August 27, 2009 - August 4, 2011

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

June 9, 2009 - August 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MIAMI, FL
Past

May 12, 2009 - August 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MIAMI, FL
Past

February 10, 2009 - April 30, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CORAL GABLES, FL
Past

May 29, 2007 - February 2, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

May 7, 2003 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
MIAMI, FL
Past

July 11, 2001 - June 11, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538 / SEC#: 801-71004

RIA
Registered Investment Advisory firm - (1/19/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/6/2022)
RR
California
(4/6/2022)
RR
Connecticut
(4/6/2022)
RR
Delaware
(4/6/2022)
RR
Florida
(4/6/2022)
IAR
Florida
(2/29/2024)
RR
Georgia
(4/6/2022)
RR
Nevada
(4/6/2022)
RR
New Jersey
(4/6/2022)
RR
New York
(4/6/2022)
IAR
New York
(2/15/2024)
RR
North Carolina
(4/6/2022)
RR
Pennsylvania
(4/6/2022)
RR
South Carolina
(4/6/2022)
RR
Texas
(4/6/2022)
RR
Washington
(4/27/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/1/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/10/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538 / SEC#: 801-71004

RIA
Registered Investment Advisory firm - (1/19/2010 Approved)
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Contact information

Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 293-4600
Established
Firm type
Fiscal year end
# of Employees
176

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BTG PACTUAL ASSET MANAGEMENT US, LLC - WRAP FEE PROGRAM BROCHURE (9/9/2025)
BTG PACTUAL ASSET MANAGEMENT US, LLC - FORM ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts548
AUM (Assets Under Management)$ 25,628,617,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538New York, NY 10022

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