Augustus Vidamo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Augustus Vidamo, who also goes by Agustus S VIdamo, Augustus S Vidamo, Sheldon Vidamo, Soldy Vidamo, A Sheldon Vidamo, Augustus Sheldon Vidamo, Sheldon A Vidamo, was a registered financial professional .
Augustus is a previously registered financial professional and started their career in finance in 2001. Augustus had worked at 11 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2022 - March 10, 2026
J.P. MORGAN SECURITIES LLC
October 26, 2022 - March 10, 2026
J.P. MORGAN SECURITIES LLC
April 5, 2019 - October 6, 2022
MORGAN STANLEY
April 5, 2019 - October 6, 2022
MORGAN STANLEY
July 16, 2018 - April 1, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 11, 2018 - April 1, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 16, 2013 - April 19, 2017
SCOTTRADE, INC.
January 3, 2011 - October 7, 2013
USAA FINANCIAL PLANNING SERVICES
December 17, 2010 - October 7, 2013
USAA FINANCIAL ADVISORS, INC.
January 21, 2010 - November 5, 2010
ALLSTATE FINANCIAL SERVICES, LLC
November 18, 2009 - December 3, 2009
CHASE INVESTMENT SERVICES CORP.
November 2, 2009 - December 3, 2009
CHASE INVESTMENT SERVICES CORP.
August 26, 2008 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 2008 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2004 - August 25, 2008
AMERIPRISE ADVISOR SERVICES, INC.
April 12, 2002 - August 25, 2008
AMERIPRISE ADVISOR SERVICES, INC.
July 9, 2001 - April 17, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLAVITA, MOLLIE | ELECTED MANAGER | 1875615 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 393 |
| Civil Event | 9 |
| Arbitration | 144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
