Daniel W. Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Wesley Hogan was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2001. Daniel had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2014 - July 17, 2015
USAA FINANCIAL PLANNING SERVICES
February 20, 2014 - July 17, 2015
USAA FINANCIAL ADVISORS, INC.
August 11, 2011 - May 10, 2013
TD AMERITRADE, INC.
August 11, 2011 - May 10, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 11, 2011 - January 17, 2014
TD AMERITRADE, INC.
December 3, 2009 - August 8, 2011
CHARLES SCHWAB & CO., INC.
December 3, 2009 - August 8, 2011
CHARLES SCHWAB & CO., INC.
August 17, 2004 - November 11, 2009
STRATEGIC ADVISERS LLC
August 17, 2004 - November 11, 2009
FIDELITY BROKERAGE SERVICES LLC
March 9, 2004 - July 16, 2004
ATLAS SECURITIES, LLC
April 24, 2003 - February 24, 2004
BANC ONE SECURITIES CORPORATION
April 24, 2003 - February 24, 2004
BANC ONE SECURITIES CORPORATION
July 24, 2001 - November 5, 2002
EQUITABLE ADVISORS, LLC
July 24, 2001 - November 5, 2002
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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