William R. Warnke

PAVLIC INVESTMENT ADVISORS

DELAFIELD, WI 53018

CRD#: 4398470

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Professional summary

William Roland Warnke is a registered financial advisor currently at PAVLIC INVESTMENT ADVISORS, INC. located in Delafield, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. William has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Roland Warnke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2026 - Present

PAVLIC INVESTMENT ADVISORS, INC.

Office #1: 440 Wells Street 203, Delafield, WI 53018

RIA

CRD#: 111246

DELAFIELD, WI

Past

June 8, 2023 - July 1, 2026

WARNKE/NICHOLS LTD.

RIA

CRD#: 112181

DELAFIELD, WI

Past

November 6, 1979 - February 25, 2014

WARNKE/NICHOLS LTD.

RIA

CRD#: 112181

HALES CORNERS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/4/2026)

IAR

Wisconsin
(5/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PAVLIC INVESTMENT ADVISORS, INC.

CRD#: 111246 / SEC#: 801-60971

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Illinois

Registered Investment Advisory firm - (1/2/2019 Approved)

Wisconsin

Registered Investment Advisory firm - (6/27/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

440 Wells Street 203, Delafield, WI 53018

Mailing Address

Phone number

(262) 646-4300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	185
AUM (Assets Under Management)	$ 80,075,745

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William R. Warnke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Roland Warnke's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAVLIC INVESTMENT ADVISORS, INC.

WARNKE/NICHOLS LTD.

WARNKE/NICHOLS LTD.

State Registrations and Notice Filings

Exams

Current Firm

PAVLIC INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PAVLIC INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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