Brian C. O'grady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Christopher O'grady was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2024 - March 21, 2025
BRITEHORN SECURITIES
January 24, 2017 - September 24, 2021
BRITEHORN SECURITIES
January 15, 2015 - January 3, 2017
MAINSTREET CAPITAL PARTNERS
November 29, 2011 - December 5, 2014
BROOKFIELD PRIVATE ADVISORS LLC
April 24, 2008 - September 9, 2011
PARK HILL GROUP LLC
June 27, 2005 - April 22, 2008
NEUBERGER BERMAN BD LLC
June 27, 2005 - April 22, 2008
NEUBERGER BERMAN BD LLC
December 12, 2002 - June 13, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 9, 2001 - June 13, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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