Shawn K. Eells

PALISADE ASSET MANAGEMENT

MINNEAPOLIS, MN 55402

Some features on this profile are disabled

CRD#: 4398391

Professional summary

Shawn Kevin Eells is a registered financial advisor currently at PALISADE ASSET MANAGEMENT, LLC located in Minneapolis, Minnesota.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Shawn has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Kevin Eells's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2025 - Present

PALISADE ASSET MANAGEMENT, LLC

Office #1: 100 South Fifth Street Suite 420, Minneapolis, MN 55402

RIA

CRD#: 136089

MINNEAPOLIS, MN

Past

September 13, 2002 - August 24, 2006

SCOTTRADE, INC.

CRD#: 8206

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE ASSET MANAGEMENT, LLC

CRD#: 136089 / SEC#: 801-64471

RIA

Registered Investment Advisory firm - (7/11/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/12/2002

General Securities Representative Examination

Current Firm

PALISADE ASSET MANAGEMENT, LLC

CRD#: 136089 / SEC#: 801-64471

RIA

Registered Investment Advisory firm - (7/11/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 South Fifth Street Suite 420, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 455-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART IIB 2024 (8/29/2025)

ADV PART 2A 2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	773
AUM (Assets Under Management)	$ 1,268,840,631

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2026	Cover Page	Report
12/26/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shawn K. Eells

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Kevin Eells's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALISADE ASSET MANAGEMENT, LLC

SCOTTRADE, INC.

Primary Firm SEC Registration

PALISADE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/26/2002

Series 7

Date: 9/12/2002

Current Firm

PALISADE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PALISADE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors