Michael P. Martin

APOLLO GLOBAL SECURITIES

New York, NY 10022

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CRD#: 4398288

Professional summary

Michael Patrick Martin, who also goes by Martin, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2025 - Present

APOLLO GLOBAL SECURITIES, LLC

Office #1: 300 Park Avenue 17th Floor, New York, NY 10022

CRD#: 153502

New York, NY

Past

January 6, 2022 - May 11, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

March 17, 2016 - January 3, 2022

MAN INVESTMENTS INC.

CRD#: 15770

NEW YORK, NY

Past

August 15, 2011 - December 22, 2015

ABBEY CAPITAL (US) LLC

CRD#: 147760

NEW YORK, NY

Past

July 28, 2003 - April 27, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 16, 2003 - July 11, 2003

SPENCER CLARKE LLC

CRD#: 41316

NORTH MIAMI, FL

Past

July 15, 2002 - January 16, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 14, 2002 - July 26, 2002

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/5/2025)

Exams

State Security Law Exam

Series 63

Date: 10/2/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/26/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/12/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/12/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

APOLLO GLOBAL SECURITIES, LLC

AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502 / SEC#: , 8-68542

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

9 West 57th Street, New York, NY 10019-2701

Mailing Address

9 West 57th Street, New York, NY 10019-2701

Phone number

(212) 515-3200

Established

Delaware since 03/11/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
APOLLO MANAGEMENT HOLDINGS, L.P.	MEMBER
CHATTERJEE, WHITNEY A	MEMBER BOARD OFMANAGERS	7874808
DRESCHER, STEPHANIE	HEAD OF MARKETING	3055145
LEVY, YAEL KENAN	CHIEF COMPLIANCE OFFICER	4435788
NEEDLEMAN, ERIC DAVID	PRESIDENT	2773431
TREBING, ADAM P	CFO / FINOP / PFO / POO	5828238
TREBING, ADAM P	MEMBER BOARD OF MANAGERS	5828238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

MAN INVESTMENTS INC.

ABBEY CAPITAL (US) LLC

UBS FINANCIAL SERVICES INC.

SPENCER CLARKE LLC

PRUDENTIAL EQUITY GROUP, LLC

SANDS BROTHERS & CO., LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/2025

Series 66

Date: 6/26/2002

SIE

Date: 10/1/2018

Series 3

Date: 8/12/2016

Series 7

Date: 8/12/2011

FINRA

Current Firm

APOLLO GLOBAL SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

APOLLO GLOBAL SECURITIES, LLC

TRUST BUT VERIFY

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