Timothy E. Glisker
Professional summary
Timothy Elliott Glisker is a registered financial professional currently at KEEFE, BRUYETTE & WOODS, INC. located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Elliott Glisker's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2019 - Present
KEEFE, BRUYETTE & WOODS, INC.
Office #1: 787 7th Avenue, New York, NY 10019December 12, 2014 - January 28, 2016
THOMAS P. REYNOLDS SECURITIES LTD.
December 5, 2011 - January 8, 2013
BTIG, LLC
September 22, 2010 - August 24, 2011
WEEDEN & CO.L.P.
March 30, 2007 - March 17, 2010
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
November 14, 2005 - March 14, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
May 9, 2001 - April 20, 2004
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2019)
Exams
Series 7TO
Date: 1/28/2019
General Securities Representative ExaminationSeries 25
Date: 12/11/2001
NYSE Trading Assistant ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
KEEFE, BRUYETTE & WOODS, INC.
CRD#: 481 / SEC#: , 8-10888
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KBW, LLC | LIMITED LIABILITTY CORPORATION | |
| ANDERSON, SCOTT RANDALL | DIRECTOR | 2154345 |
| BERRY, JOSEPH SCOTT | DIRECTOR | 2868513 |
| DAVIS, ERICKSON P | DIRECTOR | 4974063 |
| FISHER, MARK | GENERAL COUNSEL | 4970942 |
| GRANT, ROBERT J | DIRECTOR | 4861012 |
| JOHNSTONE, MARY | CHIEF COMPLIANCE OFFICER | 1170408 |
| KELLEY, MATTHEW | DIRECTOR | 5330646 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| MICHAUD, THOMAS BEAULIEU | CHIEF EXECUTIVE OFFICER, CHAIRMAN AND PRESIDENT | 1672278 |
| SMITH, RICHARD WILLIAM | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 1333488 |
| WIRTH, PETER JOHN | DIRECTOR | 1623159 |
Disclosures
| Regulatory Event | 17 |
| Bond | 1 |
Red Flags
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