Robert B. Knowles

ALLIANT RETIREMENT CONSULTING

Oklahoma City, OK 73120

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CRD#: 4398143

Professional summary

Robert Bradley Knowles, who also goes by R. Brad Knowles, Robert Brad Knowles, is a registered financial advisor currently at ALLIANT RETIREMENT CONSULTING located in Oklahoma City, Oklahoma.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 9 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R. Brad Knowles | Robert Brad Knowles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALLIANT INSURANCE SERVICES, CORP., INVESTMENT RELATED, SAME LOCATION AS REGISTERED LOCATION, SALES VP EMPLOYEE BENEFITS, 11/4/2022, APPROX. NO. HOURS VARIES DURING TRADING HOURS AND AFTER BUT GENERALLY PART OF A 40-HOUR WORK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bradley Knowles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2022 - Present

ALLIANT RETIREMENT CONSULTING

Office #1: 3000 West Memorial Rd. Suite 212, Oklahoma City, OK 73120

RIA

CRD#: 167970

Oklahoma City, OK

Past

October 11, 2012 - November 3, 2022

ARGENT RETIREMENT PLAN ADVISORS, LLC

RIA

CRD#: 165031

Oklahoma City, OK

Past

February 27, 2009 - October 26, 2012

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

OKLAHOMA CITY, OK

Past

February 27, 2009 - October 26, 2012

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

OKLAHOMA CITY, OK

Past

April 23, 2007 - March 2, 2009

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

OVERLAND PARK, KS

Past

March 15, 2007 - March 2, 2009

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

OVERLAND PARK, KS

Past

January 5, 2005 - September 28, 2006

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

OKLAHOMA CITY, OK

Past

October 17, 2003 - December 31, 2004

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

OKLAHOMA CITY, OK

Past

October 1, 2003 - September 28, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

OKLAHOMA CITY, OK

Past

March 27, 2003 - September 30, 2003

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

OKLAHOMA CITY, OK

Past

July 12, 2002 - September 30, 2003

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

April 3, 2002 - July 15, 2002

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

OKLAHOMA CITY, OK

Past

August 24, 2001 - December 17, 2001

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

August 24, 2001 - July 15, 2002

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

May 30, 2001 - September 5, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIANT RETIREMENT CONSULTING

ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING

CRD#: 167970 / SEC#: 801-78240

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

Alaska

Registered Investment Advisory firm - (2/20/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/14/2022)

IAR

Oklahoma
(11/11/2022)

IAR

Texas
(11/11/2022)

IAR

Virginia
(11/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/29/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/21/2003

General Securities Principal Examination

Current Firm

ALLIANT RETIREMENT CONSULTING

ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING

CRD#: 167970 / SEC#: 801-78240

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

Alaska

Registered Investment Advisory firm - (2/20/2015 Terminated)

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Contact information

Main Address

1125 Sanctuary Parkway Suite 300, Alpharetta, GA 30009

Mailing Address

Phone number

(713) 470-4208

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

2025 ANNUAL FILING (3/31/2025)

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 4,493,036,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert B. Knowles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bradley Knowles's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGENT RETIREMENT PLAN ADVISORS, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

ONEAMERICA SECURITIES, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

ALLIANT RETIREMENT CONSULTING

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2001

Series 7

Date: 5/29/2001

Series 24

Date: 5/21/2003

Current Firm

ALLIANT RETIREMENT CONSULTING

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIANT RETIREMENT CONSULTING

TRUST BUT VERIFY

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