CC
Courtney S. Crenshaw
PARK AVENUE SECURITIES LLC
Houston, TX 77056
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CRD#: 4398039
CC
Professional summary
Courtney S Crenshaw, who also goes by Courtney S Crenshaw, Courtney Simone Crenshaw, Courtney Simone Moody, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Houston, Texas.
Courtney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Courtney has worked at 7 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Courtney S Crenshaw | Courtney Simone Crenshaw | Courtney Simone Moody
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COURTNEY CRENSHAW & ASSOCIATES LLC; INVESTMENT RELATED; 2505 Lamar Street, Houston TX 77003; INSURANCE PRODUCTS OTHER THAN THOSE OFFERED BY GUARDIAN; SOLE MEMBER; 5/1/2024; 6 HOURS/MONTH; 4 HOURS/MONTH DURING SECURITIES TRADING; I am the sole member of this LLC for the purposes of outside insurance brokerage GREAT KARMA LEARNING; INVESTMENT RELATED; 2505 Lamar Street, Houston TX 77003; TEACHING; SOLE OWNER; 8/1/2023; 4 HOURS/MONTH; 0 0 HOURS/MONTH DURING SECURITIES TRADING; I am the sole owner of this LLC, this is for paid public speaking events that are non-investment related
CRS (Client Relationship Summary) - RIA
Click below to view Courtney S Crenshaw's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Courtney S Crenshaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 3040 Post Oak Blvd Suite 1150, Houston, TX 77056RIA
BD
CRD#: 46173
Houston, TX
Current
June 4, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 3040 Post Oak Blvd Suite 1150, Houston, TX 77056RIA
BD
CRD#: 46173
Houston, TX
Past
December 4, 2023 - May 6, 2024
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
Houston, TX
Past
May 7, 2019 - May 6, 2024
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
JERSEY CITY, NJ
Past
February 10, 2010 - October 25, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN ANTONIO, TX
Past
February 28, 2004 - December 17, 2009
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
March 6, 2003 - January 7, 2004
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
March 13, 2002 - September 11, 2002
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
July 12, 2001 - February 4, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(7/15/2024)
IAR
Connecticut(7/15/2024)
RR
Kansas(5/1/2025)
IAR
Kansas(5/1/2025)
RR
Nevada(5/1/2025)
IAR
Nevada(5/1/2025)
RR
Texas(6/4/2024)
IAR
Texas(6/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/5/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
