John V. Pender
Professional summary
John Vincent Pender, who also goes by John VIncent Pender III, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Southfield, Michigan.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 4 firms and has passed the Series 63, Series 6TO, Series 99TO, Series 52TO, Series 22TO, Series 82TO, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Vincent Pender's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2024 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 1000 Town Center #2300, Southfield, MI 48075August 3, 2022 - November 9, 2023
WELLS FARGO SECURITIES, LLC
June 19, 2001 - December 18, 2019
ICBA SECURITIES
June 19, 2001 - August 25, 2020
VINING-SPARKS IBG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2025)
(9/11/2024)
(12/2/2024)
(8/13/2024)
(8/13/2024)
(8/13/2024)
(6/30/2025)
(8/13/2024)
(9/8/2025)
(8/12/2024)
(9/11/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 3/13/2022
General Securities Representative ExaminationSeries 79TO
Date: 3/13/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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