Tyler D. Qualio
ROTHSCHILD WEALTH LLC
Oakbrook, IL 60523
Some features on this profile are disabled
CRD#: 4397725
Professional summary
Tyler David Qualio, CFP® is a registered financial advisor currently at ROTHSCHILD WEALTH LLC located in Oakbrook, Illinois and ROTHSCHILD INVESTMENT LLC located in Chicago, Illinois.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Tyler has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE LICNESED - LIFE AND HEALTH WILL COUNTY COMMUNITY FOUNDATION; 701 ESSINGTON ROAD, SUITE 103, JOLIET, IL 60435; CHARITABLE GRANTS AND ENDEAVORS IN WILL COUNTY, ILLINOIS; BOARD MEMBER; ACTIVITY BEGAN SEPTEMBER 2012; APPROXIMATELY 5 HOURS PER MONTH; APPROXIMATELY 5 HOURS DURING TRADING HOURS; NON-INVESTMENT RELATED; I SIT ON THE ADVISORY BOARD AND ON THE FINANCE COMMITTEE, ALTHOUGH I AM GOING OFF THE FINANCE COMMITTEE. I ATTEND QUARTERLY MEETINGS AND SOME STRATEGY CALLS. SENTINUS DOES MANAGE A DONOR ADVISED FUND THROUGH CHICAGO COMMUNITY TRUST WHICH IS ASSOCIATED WITH WILL COUNTY COMMUNITY FOUNDATION; MY INDEPENDENT RIA, SENTINUS, HAS BEEN SELECTED BY THE WILL COUNTY COMMUNITY FOUNDATION TO MANAGE SOME ASSETS INSIDE A DONOR ADVISED FUND. SIMILAR TO ALL OF OUR CLIENTS WE HAVE LIMITED TRADING DISCRETION BUT NOT FULL DISCRETION OVER THE ACCOUNT. SENTINUS IS COMPENSATED VIA ADVISORY FEES FOR MANAGEMENT OF THESE ASSETS. Rothschild Wealth LLC Yes 700 Commerce Drive, Suite 170, Oak Brook, IL 60523 Affiliated RIA Member 8/1/01 140 hours per month all during trading hours Advisor focused on clients. Rothchild Investment LLC Broker Dealer Partner/Advisor Since 08/2023 Investment Related Community Foundation of Will County Community Foundation focusing on charitable activities of Will County Board Member Since 01/2016 Not Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Tyler David Qualio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
June 4, 2012 - Present
ROTHSCHILD WEALTH LLC
Office #1: 700 Commerce Drive Suite 170, Oakbrook, IL 60523RIA
CRD#: 162442
Oakbrook, IL
Current
October 2, 2023 - Present
ROTHSCHILD INVESTMENT LLC
Office #1: 311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618Office #2: 700 Commerce Drive Suite 170, Oakbrook, IL 60523RIA
BD
CRD#: 728
Chicago, IL
Past
February 16, 2017 - August 1, 2023
HALO SECURITIES, LLC
BD
CRD#: 279029
OAK BROOK, IL
Past
June 4, 2012 - December 31, 2017
ROTHSCHILD WEALTH LLC
RIA
CRD#: 162442
OAKBROOK, IL
Past
June 4, 2012 - February 16, 2017
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
Oak Brook, IL
Past
August 31, 2001 - June 6, 2012
OSAIC FA, INC.
RIA
CRD#: 3978
JOLIET, IL
Past
August 3, 2001 - March 27, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 3, 2001 - June 6, 2012
OSAIC FA, INC.
BD
CRD#: 3978
JOLIET, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROTHSCHILD WEALTH LLC
REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC
CRD#: 162442 / SEC#: 801-74818
RIA
Registered Investment Advisory firm - (4/16/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/3/2024)
RR
California(4/4/2024)
RR
Florida(4/3/2024)
IAR
Illinois(6/4/2012)
RR
Illinois(10/2/2023)
RR
Indiana(4/3/2024)
RR
Massachusetts(6/17/2024)
RR
Nevada(4/4/2024)
RR
North Carolina(4/4/2024)
RR
South Dakota(6/17/2024)
IAR
Texas(1/23/2024)
RR
Texas(4/4/2024)
RR
Washington(4/3/2024)
RR
Wisconsin(4/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
RW
ROTHSCHILD WEALTH LLC
REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC
CRD#: 162442 / SEC#: 801-74818
RIA
Registered Investment Advisory firm - (4/16/2012 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
700 Commerce Drive Suite 170, Oakbrook, IL 60523
Mailing Address
Phone number
(630) 448-5711
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,878 |
| AUM (Assets Under Management) | $ 751,143,585 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
