MR
Mario R. Reina
GWN SECURITIES
Pasadena, CA 91105
Some features on this profile are disabled
CRD#: 4397255
MR
Professional summary
Mario Reynaldo Reina, who also goes by Mario Reina, Mark Reina, is a registered financial advisor currently at GWN SECURITIES INC. located in Pasadena, California.
Mario is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mario has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mario Reina | Mark Reina
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-- LA PENSION PLANNERS POSITION: Financial Representative & Registered Principal NATURE: DBA/Financial Services. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 30 START DATE: 3/1/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: DBA for Securities Business / Financial Services 2-- LIFE & HEALTH INSURANCE POSITION: Regestered Representative. NATURE: Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: No NUMBER OF HOURS: 20 TRADING HOURS: 0 START DATE: 3/11/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: Life Insurance sales to customers. 3-- ONELINK FINANCIAL SERVICES POSITION: Tax Preparer/Owner. COMPENSATION TYPE: Hourly. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 1/30/2022 ADDRESS: 9883 Pacific Heights Blvd Ste C, San Diego, CA 92121 United States DESCRIPTION: Preparation of tax returns 4-- TENFOLD STYLE Is Not Investment Related, "9883 Pacific Heights Blvd, San Diego, CA, 92121, United States", Florals & Events, Assistant, 3/21/2025, 0 hours per month, 0 hours per month during trading hours, Other Compensation, Share of business income
CRS (Client Relationship Summary) - RIA
Click below to view Mario Reynaldo Reina's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mario Reynaldo Reina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2025 - Present
GWN SECURITIES INC.
Office #1: 177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105RIA
BD
CRD#: 128929
Pasadena, CA
Current
March 25, 2025 - Present
GWN SECURITIES INC.
Office #1: 177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105RIA
BD
CRD#: 128929
Pasadena, CA
Past
April 18, 2020 - March 31, 2025
INFINITY FINANCIAL SERVICES ADVISORY
RIA
CRD#: 304981
OAKLAND, CA
Past
April 8, 2015 - December 31, 2020
INFINITY FINANCIAL SERVICES
RIA
CRD#: 144302
San Diego, CA
Past
April 7, 2015 - March 31, 2025
INFINITY FINANCIAL SERVICES
BD
CRD#: 144302
San Diego, CA
Past
July 16, 2014 - April 14, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
SAN DIEGO, CA
Past
July 15, 2014 - April 14, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
SAN DIEGO, CA
Past
August 16, 2007 - October 8, 2013
ERNST & YOUNG INVESTMENT ADVISERS LLP
RIA
CRD#: 110921
LA JOLLA, CA
Past
August 11, 2006 - January 11, 2007
U.S. BANCORP ADVISORS, LLC
RIA
CRD#: 14455
LA MESA, CA
Past
August 11, 2006 - January 11, 2007
U.S. BANCORP ADVISORS, LLC
BD
CRD#: 14455
LA MESA, CA
Past
July 2, 2002 - October 14, 2004
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SAN DIEGO, CA
Past
October 25, 2001 - October 14, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/25/2025)
IAR
California(3/25/2025)
RR
Georgia(3/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
