NS
Nathan S. Sanders
P.J. ROBB VARIABLE
Harrisburg, PA 17110
Some features on this profile are disabled
CRD#: 4397180
NS
Professional summary
Nathan Scott Sanders, who also goes by Nate Sanders, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Harrisburg, Pennsylvania.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2001. Nathan has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Nate Sanders
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nathan Scott Sanders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 2, 2015 - Present
P.J. ROBB VARIABLE, LLC
Office #1: 4135 North Front Street, Harrisburg, PA 17110BD
CRD#: 38339
Harrisburg, PA
Past
February 28, 2014 - May 29, 2015
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
March 17, 2003 - February 3, 2009
EDWARD JONES
BD
CRD#: 250
WILLIAMSPORT, PA
Past
June 25, 2001 - January 10, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/15/2021)
RR
Alaska(2/15/2021)
RR
Arizona(2/15/2021)
RR
Arkansas(2/15/2021)
RR
California(2/15/2021)
RR
Colorado(2/15/2021)
RR
Connecticut(2/15/2021)
RR
Delaware(2/15/2021)
RR
District of Columbia(2/15/2021)
RR
Florida(2/15/2021)
RR
Georgia(2/15/2021)
RR
Hawaii(2/15/2021)
RR
Idaho(2/15/2021)
RR
Illinois(2/15/2021)
RR
Indiana(2/15/2021)
RR
Iowa(2/15/2021)
RR
Kansas(2/15/2021)
RR
Kentucky(2/15/2021)
RR
Louisiana(2/15/2021)
RR
Maine(2/15/2021)
RR
Maryland(2/15/2021)
RR
Massachusetts(2/15/2021)
RR
Michigan(2/15/2021)
RR
Minnesota(2/15/2021)
RR
Mississippi(2/15/2021)
RR
Missouri(2/15/2021)
RR
Montana(2/15/2021)
RR
Nebraska(2/15/2021)
RR
Nevada(2/15/2021)
RR
New Hampshire(2/15/2021)
RR
New Jersey(2/15/2021)
RR
New Mexico(2/15/2021)
RR
New York(2/15/2021)
RR
North Carolina(2/15/2021)
RR
North Dakota(2/15/2021)
RR
Ohio(2/15/2021)
RR
Oklahoma(2/15/2021)
RR
Oregon(2/15/2021)
RR
Pennsylvania(11/2/2015)
RR
Rhode Island(2/15/2021)
RR
South Carolina(2/15/2021)
RR
South Dakota(2/15/2021)
RR
Tennessee(2/15/2021)
RR
Texas(2/15/2021)
RR
Utah(2/15/2021)
RR
Vermont(2/15/2021)
RR
Virginia(2/15/2021)
RR
Washington(2/15/2021)
RR
West Virginia(2/15/2021)
RR
Wisconsin(2/15/2021)
RR
Wyoming(2/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PR
P.J. ROBB VARIABLE, LLC
P.J. ROBB VARIABLE CORPORATION | P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
6075 Poplar Ave Suite 400, Memphis, TN 38119
Mailing Address
6075 Poplar Ave Suite 400, Memphis, TN 38119
Phone number
(901) 722-5433
Established
Tennessee since 02/21/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
