Robert W. Morris

RWM ASSET MANAGEMENT

NEW BLOOMFIELD, PA 17068

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CRD#: 4396938

Professional summary

Robert Wilson Morris III is a registered financial advisor currently at RWM ASSET MANAGEMENT, LLC located in New Bloomfield, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF ROBERT W MORRIS AND CO.-CERTIFIED PUBLIC ACCOUNTANTS. DUTIES INCLUDE MEETING WITH CLIENTS TO PREPARE TAX RETURNS, AUDITS, & VARIOUS CONSULTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wilson Morris III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2004 - Present

RWM ASSET MANAGEMENT, LLC

Office #1: 19 East Main St Po Box 68, New Bloomfield, PA 17068

RIA

CRD#: 130468

NEW BLOOMFIELD, PA

Past

January 20, 2004 - March 24, 2004

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

NEW BLOOMFIELD, PA

Past

July 24, 2001 - February 27, 2004

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/24/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/2001

General Securities Representative Examination

Current Firm

RWM ASSET MANAGEMENT, LLC

CRD#: 130468 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/24/2004 Approved)

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Contact information

Main Address

17 East Main Street, New Bloomfield, PA 17068

Mailing Address

Po Box 68, New Bloomfield, PA 17068

Phone number

(717) 582-8135

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 30,483,420

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert W. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wilson Morris III's CRS (Customer Relationship Summary).

Certified licenses

Experience

RWM ASSET MANAGEMENT, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2001

Series 63

Date: 7/16/2001

Series 7

Date: 7/23/2001

Current Firm

RWM ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RWM ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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