Christine A. Pollock
Professional summary
Christine A Pollock, CFP®, who also goes by Christine Ann Gunson, is a registered financial advisor currently at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC located in Newtown, Pennsylvania and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christine A Pollock's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2020 - Present
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
February 12, 2013 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116May 17, 2013 - April 13, 2020
MANULIFE INVESTMENT MANAGEMENT (US) LLC
May 22, 2006 - October 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 2006 - October 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 2005 - April 13, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2004 - April 13, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2002 - December 4, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2022)
(4/18/2013)
(12/2/2021)
(9/27/2022)
(5/16/2025)
(4/23/2024)
(1/14/2016)
(2/11/2020)
(10/15/2020)
(1/14/2016)
(4/23/2021)
(2/12/2013)
(1/24/2020)
(9/27/2022)
Exams
FINRA
Current Firm
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 32,545 |
| AUM (Assets Under Management) | $ 1,975,740,842 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 04/22/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
