Nadav Sapeika
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nadav Sapeika was a registered financial professional .
Nadav is a previously registered financial professional and started their career in finance in 2001. Nadav had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2015 - August 4, 2016
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
March 9, 2011 - March 28, 2013
T3 TRADING GROUP, LLC
May 10, 2006 - September 4, 2007
DIMENSION BROKERAGE, LLC
October 14, 2003 - March 11, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
August 3, 2001 - November 7, 2001
LIGHTSPEED PROFESSIONAL TRADING LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/23/2001
Limited Representative-Equity Trader ExamCurrent Firm
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD#: 135131 / SEC#: , 8-66889
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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