Jose A. Santamaria

FUNDAMENTAL INVESTMENT SERVICES

New York, NY

CRD#: 4396657

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Professional summary

Jose A Santamaria, who also goes by Jose Alfredo Santamaria, is a registered financial advisor currently at FUNDAMENTAL INVESTMENT SERVICES, LLC located in New York, New York and FUNDAMENTAL SECURITIES located in Weston, Florida.

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jose has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jose Alfredo Santamaria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose A Santamaria's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2024 - Present

FUNDAMENTAL INVESTMENT SERVICES, LLC

RIA

CRD#: 330232

New York, NY

Current

March 19, 2024 - Present

FUNDAMENTAL SECURITIES

Office #1: 1655 N. Commerce Parkway Suite 301, Weston, FL 33326

CRD#: 322182

WESTON, FL

Past

October 6, 2023 - January 10, 2024

ZINK WEALTH SOLUTIONS LLC

RIA

CRD#: 319554

New York, NY

Past

February 13, 2015 - June 2, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

NEW YORK, NY

Past

August 18, 2014 - June 2, 2021

BBVA SECURITIES INC.

CRD#: 27060

NEW YORK, NY

Past

September 16, 2011 - July 2, 2014

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 1, 2008 - September 23, 2010

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 5, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FUNDAMENTAL INVESTMENT SERVICES, LLC

CRD#: 330232 / SEC#: 801-129948

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/14/2024)

IAR

New York
(6/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FUNDAMENTAL INVESTMENT SERVICES, LLC

CRD#: 330232 / SEC#: 801-129948

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

+1 (917) 495-9582

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUNDAMENTAL INVESTMENT SERVICES 2025 BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 38,368,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jose A. Santamaria

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose A Santamaria's CRS (Customer Relationship Summary).

Certified licenses

Experience

FUNDAMENTAL SECURITIES

ZINK WEALTH SOLUTIONS LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

FUNDAMENTAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2015

Series 63

Date: 3/26/2007

Series 7TO

Date: 1/2/2024

SIE

Date: 10/1/2018

Series 7

Date: 3/2/2007

FINRA

Current Firm

FUNDAMENTAL INVESTMENT SERVICES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FUNDAMENTAL INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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