Mark J. Aubry
Professional summary
Mark James Aubry was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Mark had worked at 4 firms, which includes AUBRY GROUP LLC, USALLIANZ SECURITIES INC., CETERA WEALTH SERVICES LLC, EQUITABLE ADVISORS LLC.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
March 8, 2005 - December 31, 2013
AUBRY GROUP, LLC
July 15, 2004 - December 31, 2004
USALLIANZ SECURITIES, INC.
July 15, 2004 - December 31, 2004
USALLIANZ SECURITIES, INC.
March 31, 2004 - July 13, 2004
CETERA WEALTH SERVICES, LLC
March 25, 2004 - July 13, 2004
CETERA WEALTH SERVICES, LLC
October 10, 2001 - March 24, 2004
EQUITABLE ADVISORS, LLC
August 24, 2001 - March 24, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AUBRY GROUP, LLC
CRD#: 133362 / SEC#:
Contact information
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