Theron R. Holladay

PARKWAY ADVISORS, L.P.

ABILENE, TX 79606

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CRD#: 4396270

Professional summary

Theron R Holladay SR., who also goes by Theron Robert Holladay Sr., is a registered financial advisor currently at PARKWAY ADVISORS, L.P. located in Abilene, Texas.

Theron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Theron has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Theron Robert Holladay Sr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theron R Holladay SR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2001 - Present

PARKWAY ADVISORS, L.P.

Office #1: 6550 Directors Parkway, Abilene, TX 79606

RIA

CRD#: 112629

ABILENE, TX

Past

March 19, 2007 - May 6, 2009

ULTIMUS FUND DISTRIBUTORS, LLC

CRD#: 104177

CINCINNATI, OH

Past

January 2, 2004 - February 6, 2007

CITCO MUTUAL FUND DISTRIBUTORS, INC.

CRD#: 41920

MALVERN, PA

Past

September 19, 2003 - September 29, 2003

INCAP SECURITIES, INC.

CRD#: 25401

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKWAY ADVISORS, L.P.

CRD#: 112629 / SEC#: 801-60265

RIA

Registered Investment Advisory firm - (5/16/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/16/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/8/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/1/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/18/2003

General Securities Representative Examination

Current Firm

PARKWAY ADVISORS, L.P.

CRD#: 112629 / SEC#: 801-60265

RIA

Registered Investment Advisory firm - (5/16/2001 Approved)

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Contact information

Main Address

6550 Directors Parkway, Abilene, TX 79606-5854

Mailing Address

P. O. Box 5225, Abilene, TX 79608-5225

Phone number

(325) 795-2111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 3,510,102,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Theron R. Holladay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theron R Holladay SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PARKWAY ADVISORS, L.P.

ULTIMUS FUND DISTRIBUTORS, LLC

CITCO MUTUAL FUND DISTRIBUTORS, INC.

INCAP SECURITIES, INC.

Primary Firm SEC Registration

PARKWAY ADVISORS, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/8/2003

Series 65

Date: 5/1/2001

Series 7

Date: 9/18/2003

Current Firm

PARKWAY ADVISORS, L.P.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKWAY ADVISORS, L.P.

TRUST BUT VERIFY

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