Matthew J. Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew James Hogan was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2001. Matthew had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2016 - June 15, 2021
VOYA FINANCIAL ADVISORS, INC.
August 26, 2016 - June 15, 2021
VOYA FINANCIAL ADVISORS, INC.
April 17, 2012 - October 13, 2015
VOYA FINANCIAL ADVISORS, INC.
December 16, 2010 - October 13, 2015
VOYA FINANCIAL ADVISORS, INC.
June 3, 2008 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
February 12, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
February 12, 2007 - June 18, 2008
MSI FINANCIAL SERVICES, INC.
May 11, 2001 - January 5, 2007
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/15/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/15/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
