Nancy B. Haddock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Beth Haddock, who also goes by Nancy Beth Barnett, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 2000. Nancy had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2006 - March 31, 2025
NBH INVESTMENT MANAGEMENT, LLC
December 13, 2000 - April 27, 2006
WEALTH PLANNING & MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
NBH INVESTMENT MANAGEMENT, LLC
CRD#: 139343 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 3,359,010 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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