KA
Kristoffer D. Arnold
VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
Richmond, KY 40475
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CRD#: 4395662
KA
Professional summary
Kristoffer Douglas Arnold, CFP® is a registered financial advisor currently at VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES located in Richmond, Kentucky and LPL FINANCIAL LLC located in Richmond, Kentucky.
Kristoffer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kristoffer has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/23/06 - NON-VARIABLE INSURANCE 2. 11/03/09 - DBA ONLY / VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES. 3. 1/3/2018 - Van Leeuwen & Associates, Inc. - DBA: (Hybrid) Van Leeuwen Retirement & Investment Svcs - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/15/2017 - I provide investment advisory services through Van Leeuwen & Associates, Inc., an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/20/2018 - Van Leeuwen & Associates, PSC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/11/1998 - 0 Hours Per Month. 5. 08/30/2023 - Elevate Land and Realty Group - Not Investment Related - Mooresville, NC - Outside/W-2 Employment - Start Date 09/01/2023 - 1 Hours Per Month 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Kristoffer Douglas Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 12, 2017 - Present
VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
Office #1: 808 West Main Street, Richmond, KY 40475RIA
CRD#: 289463
Richmond, KY
Current
May 11, 2001 - Present
LPL FINANCIAL LLC
Office #1: 808 W Main St Lpl Financial, Richmond, KY 40475-1101RIA
BD
CRD#: 6413
Richmond, KY
Past
February 15, 2019 - October 8, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
GEORGETOWN, KY
Past
July 25, 2001 - January 9, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
GEORGETOWN, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VL
VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
VAN LEEUWEN & ASSOCIATES, INC. | VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
CRD#: 289463 / SEC#: 801-111092
RIA
Registered Investment Advisory firm - (9/5/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/25/2016)
RR
Arkansas(9/4/2012)
RR
California(10/27/2023)
RR
Colorado(2/6/2023)
RR
Connecticut(3/4/2019)
RR
Florida(5/13/2008)
RR
Georgia(1/3/2008)
RR
Illinois(7/28/2008)
RR
Indiana(1/3/2008)
RR
Kansas(3/24/2014)
RR
Kentucky(5/21/2001)
IAR
Kentucky(9/12/2017)
RR
Louisiana(7/29/2014)
RR
Massachusetts(6/6/2014)
RR
Michigan(5/29/2007)
RR
Minnesota(4/9/2014)
RR
Mississippi(10/7/2024)
RR
Missouri(10/10/2023)
RR
New Hampshire(8/31/2016)
RR
New Mexico(8/24/2018)
RR
North Carolina(11/15/2007)
RR
Ohio(6/26/2006)
RR
Oklahoma(2/15/2019)
RR
South Carolina(3/14/2018)
RR
Tennessee(5/15/2018)
RR
Texas(8/22/2008)
IAR
Texas(11/18/2021)
RR
Virginia(5/18/2011)
RR
West Virginia(2/3/2021)
RR
Wisconsin(6/9/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VL
VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
VAN LEEUWEN & ASSOCIATES, INC. | VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
CRD#: 289463 / SEC#: 801-111092
RIA
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Contact information
Main Address
808 West Main Street, Richmond, KY 40475
Mailing Address
Phone number
(859) 626-3400
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,115 |
| AUM (Assets Under Management) | $ 460,686,484 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
