Kent D. Stewart

DYAD FINANCIAL GROUP

Mesa, AZ 85213

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CRD#: 4395537

Professional summary

Kent D Stewart, who also goes by Kent Stewart, is a registered financial advisor currently at DYAD FINANCIAL GROUP located in Mesa, Arizona.

Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kent has worked at 6 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kent Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF INSURANCE PROFESSIONALS OF ARIZONA LLC; NON-INVESTMENT RELATED. ENGAGED IN BUSINESS OF SELLING INSURANCE RELATED PRODUCTS LOCATED AT 3521 E BROWN RD. #101 MESA, AZ 85213. STARTED IN 04/2008. INSURANCE PROFESSIONALS OF ARIZONA AND DYAD FINANCIAL GROUP OPERATE 40 HOURS PER WEEK AND DURING MARKET HOURS TO OFFER FINANCIAL PRODUCTS AND SERVICES TO OUR CLIENTS. I'M AN OWNER AND INVESTOR IN DIAMOND WHOLESALERS WHICH CURRENTLY IS NON-OPERATIONAL. THE LLC WAS NOT TERMINATED BUT THE COMPANY HAS NO OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent D Stewart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2015 - Present

DYAD FINANCIAL GROUP

Office #1: 3521 E Brown Rd, Mesa, AZ 85213

RIA

CRD#: 172428

Mesa, AZ

Past

November 18, 2009 - August 30, 2014

TETRANT FINANCIAL

RIA

CRD#: 150985

GILBERT, AZ

Past

April 9, 2009 - October 16, 2009

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

MESA, AZ

Past

October 17, 2008 - October 15, 2009

WORLD GROUP SECURITIES, INC.

CRD#: 114473

MESA, AZ

Past

April 13, 2004 - September 19, 2006

AMERICAN FAMILY SECURITIES, LLC

CRD#: 104433

MESA, AZ

Past

June 28, 2001 - September 6, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/12/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 7/18/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/27/2001

General Securities Representative Examination

Current Firm

DYAD FINANCIAL GROUP

DYAD FINANCIAL GROUP | DYAD FINANCIAL GROUP LLC

CRD#: 172428 / SEC#:

Arizona

Registered Investment Advisory firm - (3/17/2015 Approved)

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Contact information

Main Address

3521 E Brown Rd, Mesa, AZ 85213

Mailing Address

Phone number

(480) 332-3617

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kent D. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent D Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYAD FINANCIAL GROUP

TETRANT FINANCIAL

INVESTMENT ADVISORS INTERNATIONAL, INC.

WORLD GROUP SECURITIES, INC.

AMERICAN FAMILY SECURITIES, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/2009

Series 66

Date: 7/12/2001

Series 31

Date: 7/18/2001

Series 7

Date: 6/27/2001

Current Firm

DYAD FINANCIAL GROUP

Contact information

Documents

Red Flags

Company Information

DYAD FINANCIAL GROUP

TRUST BUT VERIFY

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