Jon F. Davis

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CRD#: 4395513

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jon Franklin Davis was a registered financial professional .

Jon is a previously registered financial professional and started their career in finance in 2001. Jon had worked at 8 firms and has passed the Series 66, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 2, 2018 - July 15, 2020

RDA FINANCIAL NETWORK

RIA

CRD#: 147309

WEST DES MOINES, IA

Past

October 8, 2012 - October 31, 2017

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

RIA

CRD#: 162143

WEST DES MOINES, IA

Past

October 22, 2010 - October 31, 2012

CENTERRE CAPITAL LLC

CRD#: 148091

WEST DES MOINES, IA

Past

September 22, 2008 - November 3, 2010

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

WEST DES MOINES, IA

Past

September 12, 2008 - October 22, 2010

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

WEST DES MOINES, IA

Past

April 26, 2006 - July 17, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

WEST DEMOINES, IA

Past

February 20, 2003 - November 2, 2004

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

COLORADO SPRINGS, CO

Past

May 15, 2001 - June 3, 2002

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RDA FINANCIAL NETWORK

CRD#: 147309 / SEC#: 801-69651

RIA

Registered Investment Advisory firm - (10/16/2008 Approved)

Illinois

Registered Investment Advisory firm - (10/16/2008 Terminated)

Iowa

Registered Investment Advisory firm - (5/18/2015 Terminated)

Ohio

Registered Investment Advisory firm - (10/21/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/14/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/5/2001

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/10/2001

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/6/2001

General Securities Principal Examination

Current Firm

RDA FINANCIAL NETWORK

CRD#: 147309 / SEC#: 801-69651

RIA

Registered Investment Advisory firm - (10/16/2008 Approved)

Illinois

Registered Investment Advisory firm - (10/16/2008 Terminated)

Iowa

Registered Investment Advisory firm - (5/18/2015 Terminated)

Ohio

Registered Investment Advisory firm - (10/21/2008 Terminated)

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Contact information

Main Address

321 Reed Street Suite #2, Akron, IA 51001

Mailing Address

321 Reed Street Suite #2, Akron, IA 51001

Phone number

(888) 300-4975

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 DISCLOSURE BROCHURE (3/31/2025)

RDA FINANCIAL NETWORK WRAP FEE PROGRAM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,347
AUM (Assets Under Management)	$ 578,744,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jon F. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

CENTERRE CAPITAL LLC

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

LEGACY FINANCIAL SERVICES, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CONSECO SECURITIES, INC.

Primary Firm SEC Registration

RDA FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2001

Series 7

Date: 5/14/2001

Series 53

Date: 10/5/2001

Series 4

Date: 9/10/2001

Series 24

Date: 6/6/2001

Current Firm

RDA FINANCIAL NETWORK

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RDA FINANCIAL NETWORK

TRUST BUT VERIFY

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