Dabbs Sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dabbs Sullivan JR, who also goes by Dubie Sullivan, was a registered financial professional .
Dabbs is a previously registered financial professional and started their career in finance in 1967. Dabbs had worked at 8 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2002 - July 10, 2003
COASTAL SECURITIES, INC.
August 17, 1998 - June 30, 2000
BOK FINANCIAL SECURITIES, INC.
May 20, 1997 - August 17, 1998
ALLIANCE SECURITIES CORP.
March 8, 1990 - May 1, 1997
CREWS & ASSOCIATES, INC.
November 15, 1979 - February 6, 1990
GKB, INC.
May 25, 1977 - November 1, 1979
BRITTENUM & ASSOCIATES, INC.
April 29, 1974 - June 20, 1977
REYNOLDS SECURITIES, INC.
March 17, 1967 - May 31, 1974
DABBS SULLIVAN, TRULOCK & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
