Willard L. Golightly
Professional summary
Willard Lee Golightly was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Willard is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Willard had worked at 9 firms, which includes MASADA CAPITAL ADVISORS LLC, KELLY COMPTON INVESTMENTS LLC, SCF SECURITIES INC., SECURITIES AMERICA INC., WFG INVESTMENTS INC., ALAMO ASSET ADVISORS, B. RILEY WEALTH MANAGEMENT, RIVERSTONE WEALTH MANAGEMENT INC., MORGAN STANLEY DW INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2014 - October 7, 2020
MASADA CAPITAL ADVISORS LLC
May 29, 2014 - October 16, 2014
KELLY COMPTON INVESTMENTS LLC
January 6, 2014 - January 28, 2014
SCF SECURITIES, INC.
August 21, 2013 - October 3, 2013
SECURITIES AMERICA, INC.
June 30, 2009 - June 20, 2013
WFG INVESTMENTS, INC.
October 30, 2008 - December 23, 2013
ALAMO ASSET ADVISORS
September 16, 2008 - July 1, 2009
B. RILEY WEALTH MANAGEMENT
September 16, 2008 - July 1, 2009
B. RILEY WEALTH MANAGEMENT
August 2, 2005 - October 6, 2008
RIVERSTONE WEALTH MANAGEMENT, INC.
August 2, 2005 - October 6, 2008
RIVERSTONE WEALTH MANAGEMENT, INC.
August 30, 2001 - August 3, 2005
MORGAN STANLEY DW INC.
July 5, 2001 - August 3, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
MASADA CAPITAL ADVISORS LLC
CRD#: 171949 / SEC#:
Contact information
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