Robert M. Sullins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Milton Sullins was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1973. Robert had worked at 6 firms and has passed the Series 63, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2011 - December 17, 2013
BROWN ASSOCIATES, INC.
February 1, 2008 - November 16, 2011
&PARTNERS
April 12, 2004 - February 21, 2008
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - February 21, 2008
CITIGROUP GLOBAL MARKETS INC.
May 12, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
November 23, 1981 - December 23, 1981
THE ROBINSON-HUMPHREY COMPANY, LLC
November 11, 1981 - May 28, 1988
MORGAN KEEGAN & COMPANY, LLC
January 23, 1973 - November 6, 1981
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/17/1973
Registered Representative ExaminationSeries 8
Date: 9/30/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BROWN ASSOCIATES, INC.
CRD#: 5049 / SEC#: , 8-15665
Contact information
FINRA licenses (9 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
