Rob A. Weisbach
Professional summary
Rob Adam Weisbach is a registered financial professional currently at IMC FINANCIAL MARKETS located in Chicago, Illinois.
Rob is registered as a RR (Registered Representative) and started their career in finance in 2001. Rob has worked at 3 firms and has passed the Series 57TO, SIE, Series 25, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rob Adam Weisbach's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2021 - Present
IMC FINANCIAL MARKETS
Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606August 27, 2002 - May 19, 2004
BEAR HUNTER STRUCTURED PRODUCTS LLC
June 20, 2001 - August 23, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 4/3/2021
Securities Trader ExamSeries 25
Date: 1/15/2003
NYSE Trading Assistant ExaminationSeries 55
Date: 7/27/2001
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
IMC FINANCIAL MARKETS
CRD#: 104143 / SEC#: , 8-52600
Contact information
Documents
Disclosures
| Regulatory Event | 35 |
Red Flags
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