Bradley A. Schaffnit

APOLLON FINANCIAL

Downers Drove, IL 60515

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CRD#: 4394679

Professional summary

Bradley Andrew Schaffnit is a registered financial advisor currently at APOLLON FINANCIAL, LLC located in Downers Drove, Illinois.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Bradley has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 9/28/2011 - Leaders Partners, Inc. - Investment Related - Non-Variable Insurance - Time Spent 10% 2) 1/26/2015: BRADLEY A. SCHAFFNIT, INC. - INV REL - 408 Turner Ave Glen Ellyn IL 60137 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/01/2003 - NO TIME SPENT 3) Bam Bam Financial; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Andrew Schaffnit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2022 - Present

APOLLON FINANCIAL, LLC

Office #1: 2001 Butterfield Rd. Suite 1000, Downers Drove, IL 60515

RIA

CRD#: 321217

Downers Drove, IL

Past

December 17, 2021 - October 27, 2022

HIGHPOINT PLANNING PARTNERS

RIA

CRD#: 316636

Wheaton, IL

Past

June 4, 2012 - December 31, 2021

HIGHPOINT PLANNING PARTNERS

RIA

CRD#: 163768

Downers Grove, IL

Past

May 19, 2003 - March 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

DOWNERS GROVE, IL

Past

May 1, 2003 - July 18, 2024

LPL FINANCIAL LLC

CRD#: 6413

DOWNERS GROVE, IL

Past

August 6, 2001 - May 1, 2003

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON FINANCIAL WRAP FEE BROCHURE (9/17/2025)

APOLLON FINANCIAL ADV PART 2A DISCLOSURE BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	1,700
AUM (Assets Under Management)	$ 890,408,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley A. Schaffnit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Andrew Schaffnit's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHPOINT PLANNING PARTNERS

HIGHPOINT PLANNING PARTNERS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

APOLLON FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2002

Series 63

Date: 7/17/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2002

Series 6

Date: 7/9/2001

Current Firm

APOLLON FINANCIAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON FINANCIAL, LLC

TRUST BUT VERIFY

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