Kathy J. Vandemark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathy Jean Vandemark, who also goes by Kathy Jean Garr, Kathy Jean Miller, Kathy Vandemark, was a registered financial professional .
Kathy is a previously registered financial professional and started their career in finance in 2002. Kathy had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2018 - August 5, 2024
AMERICAN FIDELITY SECURITIES, INC.
July 31, 2017 - December 21, 2017
QUESTAR ASSET MANAGEMENT, INC.
July 21, 2017 - December 21, 2017
QUESTAR CAPITAL CORPORATION
February 20, 2014 - March 1, 2017
VALIC FINANCIAL ADVISORS, INC.
October 11, 2013 - March 1, 2017
VALIC FINANCIAL ADVISORS, INC.
August 12, 2009 - March 1, 2010
ALLSTATE FINANCIAL SERVICES, LLC
July 14, 2008 - October 27, 2008
WORLD GROUP SECURITIES, INC.
December 17, 2002 - June 21, 2006
METROPOLITAN LIFE INSURANCE COMPANY
December 17, 2002 - June 21, 2006
MSI FINANCIAL SERVICES, INC.
January 28, 2002 - April 15, 2002
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN FIDELITY SECURITIES, INC.
CRD#: 11852 / SEC#: , 8-15123
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FIDELITY ASSURANCE COMPANY | SHAREHOLDER | |
| BOLDEN, TIMOTHY H | DIRECTOR | 5376036 |
| COLON, TARYN K | ASSISTANT VICE PRESIDENT, TREASURER, FINOP PRINCIPAL, AND PRINCIPAL FINANCIAL OFFICER | 7642942 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GRANT, ANGELA FAITH | DIRECTOR | 4176509 |
| KEELING, COURTNEY DANAE | DIRECTOR, ASSISTANT VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 7675059 |
| KENNEY, CHRISTOPHER THOMAS | CEO AND PRESIDENT | 5452832 |
| OVERFIELD, LINDA E | ASSISTANT VICE PRESIDENT |
Disclosures
| Regulatory Event | 1 |
Red Flags
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