Michael S. Ferguson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Scott Ferguson was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - April 25, 2017
UNIFIED WEALTH MANAGEMENT, LLC
November 4, 2014 - December 27, 2016
LPL FINANCIAL LLC
March 20, 2013 - October 30, 2014
VALIC FINANCIAL ADVISORS, INC.
March 20, 2013 - October 30, 2014
VALIC FINANCIAL ADVISORS, INC.
October 7, 2011 - February 8, 2013
COMMONWEALTH FINANCIAL NETWORK
October 7, 2011 - February 8, 2013
COMMONWEALTH FINANCIAL NETWORK
August 26, 2010 - October 13, 2011
VALIC FINANCIAL ADVISORS, INC.
August 17, 2010 - October 13, 2011
VALIC FINANCIAL ADVISORS, INC.
April 28, 2009 - August 9, 2010
UNIFIED WEALTH MANAGEMENT, LLC
February 23, 2009 - January 27, 2010
LPL FINANCIAL LLC
May 12, 2008 - March 4, 2009
GUNNALLEN FINANCIAL, INC
May 15, 2001 - April 14, 2008
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
UNIFIED WEALTH MANAGEMENT, LLC
CRD#: 133202 / SEC#: 801-107512
Contact information
Red Flags
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