Angelo Barcelo
Professional summary
Angelo Barcelo III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Angelo is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Angelo had worked at 5 firms, which includes SOGOTRADE INC., GENESIS SECURITIES LLC, E*TRADE SECURITIES LLC, MURIEL SIEBERT & CO. LLC, TD AMERITRADE INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2010 - September 13, 2012
SOGOTRADE, INC.
June 19, 2009 - December 13, 2010
GENESIS SECURITIES, LLC
June 4, 2008 - June 16, 2009
E*TRADE SECURITIES LLC
May 3, 2006 - May 5, 2008
MURIEL SIEBERT & CO., LLC
April 5, 2005 - October 27, 2005
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOGOTRADE, INC.
CRD#: 17912 / SEC#: , 8-35930
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
