MR
Michael A. Robb
THE HUNTINGTON INVESTMENT COMPANY
Denver, CO 80206
Some features on this profile are disabled
CRD#: 4394055
MR
Professional summary
Michael A Robb, who also goes by Michael A Robb, Michael Allen Robb, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Denver, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 11 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael A Robb | Michael Allen Robb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Scouting Colorado POSITION: Executive Board Member NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 1/1/2022 ADDRESS: 10455 W 6th Avenue, Suite 100 Denver, CO 80215 DESCRIPTION:�Attend periodic meetings. Fundraise and spread awareness for Scouting through signature events such as the Annual Sports Breakfast.
CRS (Client Relationship Summary) - RIA
Click below to view Michael A Robb's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael A Robb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2025 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Cherry Creek North 2787 E 2nd Ave, Denver, CO 80206RIA
BD
CRD#: 16986
Denver, CO
Current
August 27, 2025 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Cherry Creek North 2787 E 2nd Ave, Denver, CO 80206RIA
BD
CRD#: 16986
Denver, CO
Past
February 13, 2023 - August 19, 2025
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
Denver, CO
Past
February 13, 2023 - August 19, 2025
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
Denver, CO
Past
November 15, 2021 - November 2, 2022
MORGAN STANLEY
RIA
CRD#: 149777
Greenwood Village, CO
Past
November 15, 2021 - November 2, 2022
MORGAN STANLEY
BD
CRD#: 149777
Greenwood Village, CO
Past
June 28, 2018 - December 24, 2019
BOK FINANCIAL SECURITIES, INC.
RIA
CRD#: 17530
Denver, CO
Past
June 28, 2018 - December 24, 2019
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
Denver, CO
Past
June 21, 2018 - July 20, 2021
BOK FINANCIAL PRIVATE WEALTH, INC.
RIA
CRD#: 106733
DENVER, CO
Past
March 23, 2017 - June 1, 2018
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
THORNTON, CO
Past
January 6, 2017 - June 1, 2018
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
THORNTON, CO
Past
January 7, 2014 - August 3, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
DENVER, CO
Past
August 9, 2012 - November 22, 2013
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
SAN FRANCISCO, CA
Past
August 9, 2012 - November 22, 2013
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
SAN FRANCISCO, CA
Past
April 1, 2003 - July 24, 2012
NEUBERGER BERMAN BD LLC
RIA
CRD#: 2908
SAN FRANCISCO, CA
Past
April 1, 2003 - July 24, 2012
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
SAN FRANCISCO, CA
Past
April 8, 2002 - September 11, 2002
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN FRANCISCO, CA
Past
August 13, 2001 - September 11, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/27/2025)
IAR
Colorado(8/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
