Mark Gadeloff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Gadeloff was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2001. Mark had worked at 8 firms and has passed the SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2017 - January 31, 2018
T3 TRADING GROUP, LLC
November 18, 2015 - June 14, 2017
T3 TRADING GROUP, LLC
January 2, 2015 - October 20, 2015
T3 TRADING GROUP, LLC
February 14, 2012 - March 12, 2014
WTS PROPRIETARY TRADING GROUP LLC
May 5, 2011 - February 14, 2012
COASTAL TRADE SECURITIES, LLC
February 9, 2004 - November 23, 2004
TAFFERER TRADING, LLC
August 12, 2003 - October 3, 2003
A.B. WATLEY, INC.
March 3, 2003 - July 29, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
November 20, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
September 26, 2001 - November 5, 2001
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 10/3/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 9/24/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
