Ana M. Salas
INTRUA FINANCIAL
Houston, TX 77098
Some features on this profile are disabled
CRD#: 4393858
Professional summary
Ana Maria Salas, CFP®, who also goes by Ana Maria Salas, is a registered financial advisor currently at INTRUA FINANCIAL located in Houston, Texas and LPL FINANCIAL LLC located in Houston, Texas.
Ana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ana has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ana Maria Salas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4/14/2021 - Intrua Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Relationship Manager - Started 01/05/2021 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Intrua Financial, an independent investment advisor firm. I started this business activity in 04/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 4/15/2021 - Intrua Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Relationship Manager - Started 01/05/2021 - I provide administrative support to Intrua Financial, an independent investment advisor firm. I started this business activity in 04/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/29/2021 - No Business Name - Investment Related - 4812 La Branch St Unit 5 Houston TX 77004 and Lima, Peru - Real Estate Rental - Start Date: 10/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 12/04/2023 - No Business Name - Inv Related - Houston, TX - Real Estate Rental - Start Date: 9/1/2023 - 1 Hr/Mo; 0 During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Ana Maria Salas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 5, 2021 - Present
INTRUA FINANCIAL
Office #1: 3801 Kirby Drive, Suite 330, Houston, TX 77098RIA
CRD#: 281554
Houston, TX
Current
July 3, 2013 - Present
LPL FINANCIAL LLC
Office #1: 3737 Buffalo Speedway Ste 400, Houston, TX 77098RIA
BD
CRD#: 6413
Houston, TX
Past
July 2, 2013 - April 12, 2021
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
HOUSTON, TX
Past
June 23, 2008 - July 10, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
HOUSTON, TX
Past
February 13, 2004 - July 10, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
HOUSTON, TX
Past
August 28, 2001 - December 31, 2003
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/7/2023)
RR
California(9/7/2023)
RR
Colorado(9/11/2024)
RR
District of Columbia(11/9/2023)
RR
Florida(4/3/2024)
RR
Georgia(12/5/2023)
RR
Indiana(10/30/2024)
RR
Massachusetts(1/16/2015)
RR
Minnesota(1/2/2024)
RR
New York(9/7/2023)
RR
North Carolina(9/8/2023)
RR
Oregon(11/1/2013)
RR
Pennsylvania(9/7/2023)
RR
Texas(7/3/2013)
IAR
Texas(1/5/2021)
RR
Virginia(11/1/2013)
RR
Washington(11/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3737 Buffalo Speedway Suite 400, Houston, TX 77098
Mailing Address
Phone number
(713) 355-9910
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,051 |
| AUM (Assets Under Management) | $ 1,212,765,982 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
