Jeffrey R. Bello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Richard Bello, who also goes by Jeffrey Bello, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2001. Jeffrey had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2014 - July 20, 2016
SPARTAN CAPITAL SECURITIES, LLC
January 24, 2011 - January 11, 2013
ROCKWELL GLOBAL CAPITAL LLC
April 21, 2010 - November 2, 2010
PRESTIGE FINANCIAL CENTER, INC.
November 2, 2009 - April 24, 2010
J.P. TURNER & COMPANY, L.L.C.
December 10, 2007 - November 4, 2008
PRESTIGE FINANCIAL CENTER, INC.
October 17, 2006 - January 3, 2007
PRESTIGE FINANCIAL CENTER, INC.
July 13, 2006 - September 27, 2006
VISION SECURITIES INC.
October 28, 2005 - May 31, 2006
J.P. TURNER & COMPANY, L.L.C.
October 19, 2004 - October 28, 2005
BRUNDYN SECURITIES INC.
April 30, 2004 - December 17, 2004
LH ROSS & COMPANY, INC.
March 8, 2004 - April 29, 2004
HARRISON SECURITIES, INC.
January 6, 2004 - February 19, 2004
S.W. BACH & COMPANY
October 15, 2001 - January 21, 2004
HARRISON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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