Mark F. Eberle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Frederick Eberle, who also goes by Mark Frederic Eberle, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2009. Mark had worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2018 - December 6, 2021
HENRY + HORNE WEALTH MANAGEMENT
February 18, 2009 - December 12, 2017
INDEPENDENT FINANCIAL GROUP, LLC
January 22, 2009 - December 12, 2017
INDEPENDENT FINANCIAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HENRY + HORNE WEALTH MANAGEMENT
CRD#: 289248 / SEC#: 801-111876
Contact information
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 738,358,755 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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