Naomi T. D'alessandro

WELCH & FORBES LLC

Boston, MA 02108

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CRD#: 4393565

Professional summary

Naomi Theresa D'alessandro, who also goes by Naomi Theresa Souza, Naomi Therese Souza, is a registered financial advisor currently at WELCH & FORBES LLC located in Boston, Massachusetts.

Naomi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Naomi has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Naomi Theresa Souza | Naomi Therese Souza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Naomi Theresa D'alessandro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2024 - Present

WELCH & FORBES LLC

Office #1: 45 School Street, Boston, MA 02108

RIA

CRD#: 115119

Boston, MA

Past

January 26, 2007 - May 24, 2010

EDWARD JONES

RIA

CRD#: 250

HOPEWELL, VA

Past

January 1, 2006 - May 24, 2010

EDWARD JONES

CRD#: 250

HOPEWELL, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELCH & FORBES LLC

CRD#: 115119 / SEC#: 801-60532

RIA

Registered Investment Advisory firm - (8/31/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/5/2025)

IAR

Texas
(11/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/29/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/2005

General Securities Representative Examination

Current Firm

WELCH & FORBES LLC

CRD#: 115119 / SEC#: 801-60532

RIA

Registered Investment Advisory firm - (8/31/2001 Approved)

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Contact information

Main Address

45 School Street, Boston, MA 02108

Mailing Address

Phone number

(617) 523-1635

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELCH & FORBES LLC FORM ADV PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	3,620
AUM (Assets Under Management)	$ 9,163,630,959

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2025	Cover Page	Report
02/25/2025	Cover Page	Report
01/30/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Naomi T. D'alessandro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Naomi Theresa D'alessandro's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELCH & FORBES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

WELCH & FORBES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2007

Series 63

Date: 12/29/2005

Series 7

Date: 12/22/2005

Current Firm

WELCH & FORBES LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WELCH & FORBES LLC

TRUST BUT VERIFY

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