Philip R. Dudley

DUDLEY CAPITAL MANAGEMENT LLC

Middleburg, VA 20117

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CRD#: 4392990

Professional summary

Philip Rowland Church Dudley, who also goes by Philip Rowland Dudley, is a registered financial advisor currently at DUDLEY CAPITAL MANAGEMENT LLC located in Middleburg, Virginia.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Philip has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Rowland Dudley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Rowland Church Dudley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2017 - Present

DUDLEY CAPITAL MANAGEMENT LLC

Office #1: 115 The Plains Road Suite 250, Middleburg, VA 20117

RIA

CRD#: 282958

Middleburg, VA

Past

June 1, 2009 - November 22, 2016

MORGAN STANLEY

RIA

CRD#: 149777

LEESBURG, VA

Past

June 1, 2009 - November 22, 2016

MORGAN STANLEY

CRD#: 149777

LEESBURG, VA

Past

December 23, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WASHINGTON, DC

Past

November 28, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WASHINGTON, DC

Past

March 20, 2003 - December 19, 2008

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

WASHINGTON, DC

Past

March 13, 2002 - March 7, 2003

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

WASHINGTON, DC

Past

June 29, 2001 - December 19, 2008

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUDLEY CAPITAL MANAGEMENT LLC

DUDLEY CAPITAL MANAGEMENT LLC | PRCDUDLEY & CO

CRD#: 282958 / SEC#: 801-108148

RIA

Registered Investment Advisory firm - (7/25/2016 Approved)

Virginia

Registered Investment Advisory firm - (3/28/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/9/2019)

IAR

Virginia
(1/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2001

General Securities Representative Examination

Current Firm

DUDLEY CAPITAL MANAGEMENT LLC

DUDLEY CAPITAL MANAGEMENT LLC | PRCDUDLEY & CO

CRD#: 282958 / SEC#: 801-108148

RIA

Registered Investment Advisory firm - (7/25/2016 Approved)

Virginia

Registered Investment Advisory firm - (3/28/2018 Terminated)

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Contact information

Main Address

115 The Plains Road Suite 250, Middleburg, VA 20117

Mailing Address

P.o. Box 494, Middleburg, VA 20118

Phone number

(540) 687-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DUDLEY BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	329
AUM (Assets Under Management)	$ 250,498,257

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2024	Cover Page	Report
08/11/2023	Cover Page	Report
09/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Philip R. Dudley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Rowland Church Dudley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

DUDLEY CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2002

Series 63

Date: 8/8/2001

SIE

Date: 11/22/2016

Series 7

Date: 6/28/2001

Current Firm

DUDLEY CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DUDLEY CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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