CS
Calvin M. Sievers
THRIVENT INVESTMENT MANAGEMENT
Rapid City, SD 57701
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CRD#: 4392849
CS
Professional summary
Calvin Mark Sievers is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Rapid City, South Dakota.
Calvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Calvin has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CSCS LLC POSITION: Officer NATURE: Women's boutique selling clothing, accessories and jewelry, Business is known as Karma Boutique INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2011 ADDRESS: 529 Main St, Rapid City SD 57701 DESCRIPTION: Primary operator/manager is daughter, Sasha ST ANDREWS EPISCOPAL CHURCH POSITION: SENIOR WARDEN NATURE: WAS JUST ELECTED TO SERVE ON THE VESTRY BOARD FOR THE CHURCH AND THIS PAST JANUARY WAS ELECTED AS SENIOR WARDEN. DUTIES ARE SIMILAR BUT NEW RESPONSIBILITIES INVOLVE CHURCH MAINTENANCE AND CONTACT PERSON FOR THE CONGREGATION AS WE NO LONGER HAVE A PRIEST INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2018 ADDRESS: 910 Soo San Dr,, RAPID CITY SD 57702, United States DESCRIPTION: SIMPLY SERVE ON THE VESTRY BOARD FOR A 2 YEAR TERM AND PROVIDE ADVICE TO THE OVERALL BENEFIT OF THE CHURCH, OUTLINED IN PREVIOUS COMMENT ANNEX POSITION: President/Treas of CSCS LLC NATURE: Retail Mens and Womens Clothing Store and Accessories INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2021 ADDRESS: 675 Mt. View Rd, Rapid City SD 57702, United States DESCRIPTION: Business owner, no day to day activity
CRS (Client Relationship Summary) - RIA
Click below to view Calvin Mark Sievers's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Calvin Mark Sievers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2006 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 731 Saint Joseph St, Rapid City, SD 57701RIA
BD
CRD#: 18387
Rapid City, SD
Current
July 1, 2002 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 731 Saint Joseph St, Rapid City, SD 57701RIA
BD
CRD#: 18387
Rapid City, SD
Past
August 20, 2001 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/4/2013)
RR
Colorado(11/29/2007)
RR
Florida(7/25/2011)
RR
Louisiana(1/17/2017)
RR
Minnesota(12/10/2020)
RR
Nebraska(7/1/2002)
RR
North Carolina(1/3/2019)
RR
North Dakota(6/10/2015)
RR
Oregon(11/8/2022)
RR
South Dakota(7/1/2002)
IAR
South Dakota(12/12/2006)
RR
Texas(2/24/2020)
IAR
Texas(2/26/2020)
RR
Washington(11/9/2022)
RR
Wyoming(11/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Rapid City, SD 57701TRUST BUT VERIFY
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