Eric S. Davis

SDR CAPITAL MARKETS

Greenwood Village, CO 80111

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CRD#: 4392769

Professional summary

Eric Sean Davis, CIMA® is a registered financial professional currently at SDR CAPITAL MARKETS, LLC located in Greenwood Village, Colorado.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Sean Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 16, 2021 - Present

SDR CAPITAL MARKETS, LLC

Office #1: 5613 Dtc Parkway, Suite 830, Greenwood Village, CO 80111

CRD#: 170652

Greenwood Village, CO

Past

January 21, 2009 - December 31, 2012

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

COLOARADO SPRINGS, CO

Past

January 20, 2009 - December 31, 2012

G. A. REPPLE & COMPANY

CRD#: 17486

COLOARADO SPRINGS, CO

Past

November 2, 2006 - February 23, 2007

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

LONE TREE, CO

Past

October 3, 2006 - February 23, 2007

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

LONE TREE, CO

Past

September 5, 2002 - August 25, 2006

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

NEW HAVEN, IN

Past

May 24, 2001 - August 25, 2006

NATCITY INVESTMENTS, INC.

CRD#: 17490

NEW HAVEN, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(6/17/2021)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 6/16/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 6/1/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/30/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SDR CAPITAL MARKETS, LLC

SDR CAPITAL MARKETS, INC. | SDR CAPITAL MARKETS, LLC

CRD#: 170652 / SEC#: , 8-69430

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

5613 Dtc Parkway, Suite 830, Greenwood Village, CO 80111

Mailing Address

5613 Dtc Parkway, Suite 830, Greenwood Village, CO 80111

Phone number

(720) 221-9220

Established

Colorado since 01/13/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INTEGRITY CAPITAL ADVISORS, LLC	MEMBER
DAVIS, ERIC SEAN	MEMBER/GENERAL SECURITIES PRINCIPAL	4392769
ELIASON, GEOFFRY SEAN MR.	CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER	4904780

Red Flags

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Firm Stability Insights

Eric S. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Sean Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/2002

Series 63

Date: 6/13/2001

Series 79TO

Date: 6/16/2021

SIE

Date: 6/1/2021

Series 7

Date: 5/23/2001

Series 24

Date: 9/30/2021

FINRA

Current Firm

SDR CAPITAL MARKETS, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SDR CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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