VK
Vitaliy N. Katsenelson
INVESTMENT MANAGEMENT ASSOCIATES
GREENWOOD VILLAGE, CO 80111
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CRD#: 4392655
VK
Professional summary
Vitaliy N Katsenelson is a registered financial advisor currently at INVESTMENT MANAGEMENT ASSOCIATES located in Greenwood Village, Colorado.
Vitaliy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Vitaliy has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WRITES ARTICLES UNDER CONTRACT TO INSTITUTIONAL INVESTOR. MONTHLY COLUMN. APPROXIMATELY 5 HOURS PER MONTH. WRITES ARTICLES UNPAID FOR OTHER ORGANIZATIONS OR PERSONAL WEBSITE. WRITING IS PART OF THE RESEARCH PROCESS AND THEREFORE DOES NOT TAKE AWAY FROM CLIENT FOCUS.
CRS (Client Relationship Summary) - RIA
Click below to view Vitaliy N Katsenelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2000 - Present
INVESTMENT MANAGEMENT ASSOCIATES
Office #1: 5690 Dtc Blvd Suite 140w, Greenwood Village, CO 80111RIA
CRD#: 110900
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IM
INVESTMENT MANAGEMENT ASSOCIATES
IMA | INVESTMENT MANAGEMENT ASSOCIATES, INC. | INVESTMENT MANAGEMENT ASSOCIATES
CRD#: 110900 / SEC#: 801-117982
RIA
Registered Investment Advisory firm - (1/23/2020 Approved)California
Registered Investment Advisory firm - (2/22/2020 Terminated)Colorado
Registered Investment Advisory firm - (1/28/2020 Terminated)Florida
Registered Investment Advisory firm - (1/23/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/21/2020 Terminated)Illinois
Registered Investment Advisory firm - (1/23/2020 Terminated)Louisiana
Registered Investment Advisory firm - (1/24/2020 Terminated)New Jersey
Registered Investment Advisory firm - (1/30/2020 Terminated)New York
Registered Investment Advisory firm - (1/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/24/2020 Terminated)Oregon
Registered Investment Advisory firm - (1/23/2020 Terminated)Texas
Registered Investment Advisory firm - (1/23/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(12/28/2000)
IAR
Texas(11/28/2000)
Exams
Current Firm
IM
INVESTMENT MANAGEMENT ASSOCIATES
IMA | INVESTMENT MANAGEMENT ASSOCIATES, INC. | INVESTMENT MANAGEMENT ASSOCIATES
CRD#: 110900 / SEC#: 801-117982
RIA
Registered Investment Advisory firm - (1/23/2020 Approved)California
Registered Investment Advisory firm - (2/22/2020 Terminated)Colorado
Registered Investment Advisory firm - (1/28/2020 Terminated)Florida
Registered Investment Advisory firm - (1/23/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/21/2020 Terminated)Illinois
Registered Investment Advisory firm - (1/23/2020 Terminated)Louisiana
Registered Investment Advisory firm - (1/24/2020 Terminated)New Jersey
Registered Investment Advisory firm - (1/30/2020 Terminated)New York
Registered Investment Advisory firm - (1/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/24/2020 Terminated)Oregon
Registered Investment Advisory firm - (1/23/2020 Terminated)Texas
Registered Investment Advisory firm - (1/23/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5690 Dtc Boulevard Suite 140w, Greenwood Village, CO 80111-3232
Mailing Address
Phone number
(303) 796-8333
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 573 |
| AUM (Assets Under Management) | $ 572,704,969 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
