Jose R. Rodriguez

BANORTE ASSET MANAGEMENT

Houston, TX 77056

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CRD#: 4392639

Professional summary

Jose Ramon Rodriguez, who also goes by Jose Ramon Rodriguez Gonzalez, Jose Ramon Rodriguez, Jose Ramon Rodriguez, is a registered financial advisor currently at BANORTE ASSET MANAGEMENT, INC. located in Houston, Texas and BINVESTING located in Houston, Texas.

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jose has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jose Ramon Rodriguez Gonzalez | Jose Ramon Rodriguez | Jose Ramon Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Roycel, LLC.; owner; passive investor; seeking to invest in real estate properties; 4 hours per month during non-business hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Ramon Rodriguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2024 - Present

BANORTE ASSET MANAGEMENT, INC.

Office #1: 5075 Westheimer Suite 975w, Houston, TX 77056

RIA

CRD#: 290555

Houston, TX

Current

September 11, 2025 - Present

BINVESTING

Office #1: 5075 Westheimer Rd. Suite 975w, Houston, TX 77056

RIA

CRD#: 335283

HOUSTON, TX

Current

February 13, 2024 - Present

BANORTE SECURITIES INTERNATIONAL, LTD.

Office #1: 9950 Woodloch Forest Dr., Suite 1250, The Woodlands, TX 77380Office #2: 5075 Westheimer, Suite 975w, Houston, TX 77056Office #3: 5075 Westheimer Suite 975w, Houston, TX 77056

CRD#: 30648

The Woodlands, TX

Past

September 22, 2021 - December 6, 2023

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

HOUSTON, TX

Past

September 17, 2021 - December 6, 2023

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

HOUSTON, TX

Past

July 1, 2021 - September 20, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Houston, TX

Past

June 10, 2021 - September 17, 2021

BBVA SECURITIES INC.

CRD#: 27060

HOUSTON, TX

Past

May 16, 2013 - June 2, 2021

BBVA SECURITIES INC.

CRD#: 27060

SAN ANTONIO, TX

Past

October 18, 2011 - June 2, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

HOUSTON, TX

Past

June 30, 2009 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

MIAMI, FL

Past

November 18, 2005 - July 3, 2006

FINTEGRA, LLC

CRD#: 16741

LAREDO, TX

Past

May 18, 2001 - July 1, 2009

BBVA INVESTMENTS INC.

CRD#: 31769

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANORTE ASSET MANAGEMENT, INC.

BAM DIGITAL | BANORTE WEALTH MANAGEMENT | BANORTE WEALTH ADVISORS | BANORTE ASSET MANAGEMENT, INC.

CRD#: 290555 / SEC#: 801-114865

RIA

Registered Investment Advisory firm - (3/25/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(2/13/2024)

IAR

Texas
(2/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BANORTE ASSET MANAGEMENT, INC.

BAM DIGITAL | BANORTE WEALTH MANAGEMENT | BANORTE WEALTH ADVISORS | BANORTE ASSET MANAGEMENT, INC.

CRD#: 290555 / SEC#: 801-114865

RIA

Registered Investment Advisory firm - (3/25/2019 Approved)

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Contact information

Main Address

5075 Westheimer Suite 975w, Houston, TX 77056

Mailing Address

Phone number

(713) 980-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BANORTE ASSET MANAGEMENT, INC. - BAM DIGITAL WRAP FEE BROCHURE (APPENDIX 1) (3/28/2025)

BANORTE ASSET MANAGEMENT, INC. - FIRM BROCHURE (PART 2A) (3/28/2025)

BANORTE ASSET MANAGEMENT, INC. - BAM TRADITIONAL DISCRETIONARY AND NON-DISCRETIONARY ACCOUNTS WRAP FEE BROCHURE (APPENDIX 1) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	691
AUM (Assets Under Management)	$ 336,853,862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jose R. Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Ramon Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

BINVESTING

BANORTE SECURITIES INTERNATIONAL, LTD.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

BBVA SECURITIES INC.

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

FINTEGRA, LLC

BBVA INVESTMENTS INC.

Primary Firm SEC Registration

BANORTE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2011

Series 63

Date: 5/29/2003

SIE

Date: 10/1/2018

Series 7

Date: 5/17/2001

Series 24

Date: 11/6/2003

FINRA

Current Firm

BANORTE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANORTE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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